The FMA has finalised the consultation process and issued a the guide to the FMA’s view of conduct for directors and executives of licensed financial services providers. It is worth reading. You may find it at this link. Even though many organisations are not required to be licensed - such as financial adviser's businesses - the guide should be reviewed. The proposed draft Financial Services Legislation Amendment Bill is likely to require financial advice firms to be licensed, and this guide might well be a good indication of some aspects of what is required.