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Code Standard 6(d) Guidance Release

Code Standard 6(d) Guidance Released

The FMA has released guidance in relation to AFA Code Standard 6(d), “analysis before recommendation.” It clarifies FMA's expectations in relation to the application of, and compliance with, Code Standard 6 (d) of the Code of Professional Conduct for AFAs, particularly in relation to public issues but also in relation to other financial products.

The guidance is available at Link - Hat tip: Rob Dowler


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