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South Island businessman pleads guilty to practicing as an unregistered financial adviser

Garry Patterson was not registered as a financial adviser, did not belong to a disputes resolution scheme and was a previously convicted fraudster but was practicing as a financial adviser, according to this news report. The charges laid against him were 'failing to disclose he was unregistered when providing financial services, and obstructing the FMA's investigation by refusing to attend an interview without reasonable excuse.' Click here to read more.

 

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