Fidelity Life has compiled information relating to the FMC Act and the obligations of advisers. The information is displayed in a one page document that outlines the compliance expectations of advisers and FAPs. A list of standard conditions of licensing, code of professional conduct for financial advice services, and disclosers are included.
In other news
Fidelity Life: A- financial strength rating has been reaffirmed for the 25th consecutive year
Fidelity Life: North Island Accreditation workshops to commence. Workshops will help advisers get parts 1 and 2 of accreditation.