Chatswood Consulting is pleased to support the FSC's Generations conference and the professional advice session in particular. In a time of great transition, why not meet with the decision makers of the regulatory change?
This year’s panelists
- Sharon Corbett, Manager Financial Markets, MBIE
Sharon manages the financial markets policy team at MBIE. She has been leading the Ministry's team amending New Zealand's financial advice legislation since the review commenced in 2014
- John Botica, Director of Market Engagement, FMA
John Botica is the Director of Market Engagement at Financial Markets Authority. John is an experienced senior executive, director and consultant in the financial services industry. He was co-founder of the Assure NZ Group, Managing Director at Guardian Trust and General Manager Wealth Management at AXA
- Angus Dale-Jones, Chair, Code Working Group
Angus is the Chair of the Code Working Group and is a chartered accountant and former financial services regulator in Australia and NZ. Angus runs a conduct, compliance and regulatory strategy consultancy
- Derek Grantham, Principal Consultant, FMA
Derek works directly with the Director of Market Engagement, and has successfully represented the FMA at numerous industry events, often as a speaker or panelist. This has helped build effective relationships between the regulator and market participants and presented the FMA as a modern and approachable regulator. He is passionate about engaging with the financial sector to ensure that New Zealand financial markets remain transparent and fair.
Why you would attend
In this time of change, some may feel overwhelmed, some may be looking for further insight and guidance while others may want reassurance that they have made the best possible choice for their adviser business.
The FMA recently reported that over seven thousand advisers are associated with transitional licenses and that two thousand advisers are yet to apply. Hear directly from Director of Market Engagement, John Botica and Principal Consultant Derek Grantham from the FMA on all that you need to know about transitional licenses. Sharon Corbett, Manager Financial Markets at MBIE and Angus Dale-Jones, Code Working Group Chair, will be part of the panel to share their insights.
The line-up of panelists provides any advice professional the opportunity to gain a better understanding of different aspects relating to transitional licenses.
Benefits of attending
- Hear directly from the regulator
- Independent industry expert insights
- Your licensing questions answered
How to attend
Find out more about the programme and how to register at this link.
Learn more about structuring your adviser business for the new regime
If you want an unbiased view on the right next steps from a structuring point of view, do contact us, we are happy to engage with your preferred compliance consultants to bring an industry and environmental context to your decision, or recommend either of our preferred consultants to help you make that choice.